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Showing 1-6 of 6 results
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Congrats to the SEC
Oped, Postbag, Published on 16/09/2023
» Re: "SEC files charges versus KTBS executives", (Business, Sept 13).
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Insider trading: Time for reform and tougher penalties
Business, Tilleke & Gibbins International Ltd, Published on 05/02/2016
» Recent headlines in Thailand and abroad have drawn attention to a spate of high-profile cases involving insider trading and the inadequate punitive action that follows. Many have called into question the efficacy of sanctions imposed by the Thai Securities and Exchange Commission (SEC) to deter insider trading. This article will look at the law surrounding insider trading in Thailand, how it is enforced and whether the law is effective.
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Stock exchange: Punishing share price manipulators
Jon Fernquest, Published on 23/04/2013
» Criminal laws exist but not enforced so first step: quick fines & warning to protect public, then criminal penalties for repeat offenders.
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Stock market manipulators: Hard to catch
Jon Fernquest, Published on 03/04/2013
» Powerful people & their friends profit by controlling stock prices, while others lose, but very difficult to catch, prosecute & punish them.
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Targetting Yingluck
Terry Fredrickson, Published on 07/06/2011
» Away from the friendly crowds that have greeted Yingluck wherever she goes, her critics are becoming more than a little annoying.
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SEC chairman resigns over conflict of interest
Jon Fernquest, Published on 03/06/2011
» Outcry over appropriateness of top securities regulator taking personal role in stakeholder dispute within listed company.
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