Showing 1-10 of 11 results
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SEC urges trading probe
Business, Nuntawun Polkuamdee, Published on 27/11/2023
» The Securities and Exchange Commission (SEC) is asking the Stock Exchange of Thailand (SET) to study and consider whether to review the use of trading programs, including high-frequency trading (HFT), to determine the current trading volume and whether they are appropriate for the Thai bourse.
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Brokers allay concerns over naked short selling
Business, Nuntawun Polkuamdee, Published on 29/11/2023
» The Association of Securities Companies (Asco) has reaffirmed there is no naked short selling on the Thai exchange, while the Securities and Exchange Commission (SEC) asked Asco members to adjust their short sell guidelines based on the SEC's instructions.
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SEC issues facts on bond investment
Business, Nuntawun Polkuamdee, Published on 08/06/2023
» As Stark Corporation is projected to potentially default on the payment of bonds worth nearly 9.2 billion baht, the Securities and Exchange Commission (SEC) has released guidelines for investors to track damages.
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SEC tightens rules for cryptocurrency trading
Business, Nuntawun Polkuamdee, Published on 04/07/2023
» The Securities and Exchange Commission (SEC) is tightening rules for cryptocurrency trading to increase investor protection, demanding digital asset operators include risk disclosure in their advertisements and prohibiting them from providing services or supporting deposit taking and lending.
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Bitkub hit with fines for breaking SEC coin listing rules
Business, Nuntawun Polkuamdee, Published on 07/05/2022
» The Securities and Exchange Commission's (SEC) Criminal Fining Committee has imposed fines on Bitkub Online (BO) and five members of its digital asset selection committee for non-compliance with the SEC's digital asset listing rules.
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SET's new boss hits the ground running
Business, Nuntawun Polkuamdee, Published on 25/06/2018
» The Stock Exchange of Thailand (SET) plans to reduce repetitive work tasks in cooperation with the Securities and Exchange Commission (SEC) to speed up the process of fund-raising and stock listing.
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Asco looks into joint exchange
Business, Nuntawun Polkuamdee, Published on 02/07/2018
» The Association of Securities Companies (Asco) is studying the possibility of establishing a joint cryptocurrency exchange between securities companies and plans to apply for an operating licence with the Securities and Exchange Commission (SEC).
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Crowdfunding portals eager after SEC rules rejig
Business, Nuntawun Polkuamdee, Published on 25/05/2017
» Five funding portals are keen to set up crowdfunding in Thailand after the Securities and Exchange Commission (SEC) removed some of the regulations that obstructed online fundraising activities.
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Regulators look into GL's tangled shares
Business, Nuntawun Polkuamdee, Published on 18/03/2017
» The Securities and Exchange Commission (SEC) and the Stock Exchange of Thailand (SET) are jointly looking into the potential irregularity of Group Lease Plc (GL) share prices after the recent free fall, as well as the veracity of the company's information disclosure.
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SEC hurries to acquire blockchain trading advantage
Business, Nuntawun Polkuamdee, Published on 07/11/2016
» The Securities and Exchange Commission (SEC) is studying the possibility of issuing licences for blockchain-based securities trading as it seeks to encourage the local stock market to gain first-mover advantage in the new technology race.
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