Showing 1-10 of 18 results
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Brokers allay concerns over naked short selling
Business, Nuntawun Polkuamdee, Published on 29/11/2023
» The Association of Securities Companies (Asco) has reaffirmed there is no naked short selling on the Thai exchange, while the Securities and Exchange Commission (SEC) asked Asco members to adjust their short sell guidelines based on the SEC's instructions.
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Regulator to ban Thais from trading NVDRs
Business, Published on 24/11/2023
» The Securities and Exchange Commission (SEC) is preparing to ban Thai investors from trading non-voting depository receipts (NVDRs), aiming to close an avenue for fraud in the capital market following the More Return Plc (MORE) case.
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Standing out in the crowd of alternative financiers
Business, Published on 22/02/2020
» Having flown 1,400 kilometres from Singapore to Bangkok with a mission to empower small businesses through online equity crowdfunding, Hong Sin Kwek came a long way to establish one of the country's licenced crowdfunding platforms, whose untapped potential is ample.
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SEC looks into Gulf rumours
Business, Published on 18/09/2019
» The Securities and Exchange Commission (SEC) is conducting an investigation after receiving a complaint about rumours circulating in social media that affected the share price of SET-listed Gulf Energy Development.
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SEC bides time on Bangkok Airways
Business, Published on 08/02/2019
» Billionaire Prasert Prasarttong-Osoth has asked the Securities and Exchange Commission (SEC) to extend the deadline for his civil fine payment for manipulation of Bangkok Airways (BA) shares by seven days.
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SET's new boss hits the ground running
Business, Nuntawun Polkuamdee, Published on 25/06/2018
» The Stock Exchange of Thailand (SET) plans to reduce repetitive work tasks in cooperation with the Securities and Exchange Commission (SEC) to speed up the process of fund-raising and stock listing.
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LH founder surprised by DSI summons
Business, Published on 19/05/2017
» Land and Houses Plc (LH), one of the country's largest housing developers, is playing down the Department of Special Investment (DSI) summons of its founder and major shareholder, Anant Asavabhokin, to answer money-laundering charges over land sales tied to an embezzlement case.
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Crowdfunding portals eager after SEC rules rejig
Business, Nuntawun Polkuamdee, Published on 25/05/2017
» Five funding portals are keen to set up crowdfunding in Thailand after the Securities and Exchange Commission (SEC) removed some of the regulations that obstructed online fundraising activities.
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Supreme court jails Sondhi for 20 years
News, Nattaya Chetchotiros, Published on 07/09/2016
» Former leaders of the yellow-shirt People's Alliance for Democracy (PAD) have insisted their supporters will carry on the spirit of sacrifice of its former key movement leader and founder Sondhi Limthongkul following a Supreme Court ruling against him.
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Catch me if you can: Cases of stock manipulation
Business, Tilleke & Gibbins International Ltd, Published on 20/03/2015
» Last year, 23 people were alleged to have been involved in the manipulation of three separate stocks. The investigations and prosecutions in these cases are ongoing. In light of recent events, this article explains the crime of stock manipulation, discusses the seminal Supreme Court decision on the matter and identifies a potential new tool of enforcement for private citizens through the recently passed class action legislation.
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