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Search Result for “civil”

Showing 1 - 10 of 17

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INVESTMENT

More support vowed for retail investors

Business, Nuntawun Polkuamdee, Published on 09/04/2024

» The Thai Investors Association (TIA) is promising to be more active in assisting class action lawsuits by establishing a centre to help retail investors who claim damages from stock investments.

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INVESTMENT

Pink Line incident dings sentiment of several firms

Business, Nuntawun Polkuamdee, Published on 26/12/2023

» Investors should not rush to buy the stocks of Sino Thai Engineering and Construction (STEC), BTS Group Holdings (BTS) and Ratch Group (RATCH), although prices have dropped sharply since the Pink Line mass transit incident on Sunday, says Bualuang Securities (BLS).

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INVESTMENT

SEC vows rejig to reassure investors

Nuntawun Polkuamdee, Published on 23/10/2023

» The Securities and Exchange Commission (SEC) wants to intensify law enforcement against stock market fraudsters and enhance the supervision of listed companies to help restore investor confidence.

GENERAL

SEC files charges versus KTBS executives

Business, Nuntawun Polkuamdee, Published on 13/09/2023

» The Securities and Exchange Commission (SEC) has filed criminal charges against four individuals, including a chief executive of Daol Securities, for manipulating shares of MAI-listed Thai Enger Holding (TIGER) back in late 2018.

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GENERAL

Tipco executives fined for insider trading

Business, Nuntawun Polkuamdee, Published on 10/08/2023

» The Securities and Exchange Commission (SEC) has imposed civil sanctions on Laksana Supsakorn, the chairwoman of Tipco Foods Plc (TIPCO), and her colleague Sommart Dhupchinda for jointly buying shares of a listed company based on insider information.

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GENERAL

Securities and Exchange Commission seeks lawsuit for insider trading

Business, Nuntawun Polkuamdee, Published on 09/08/2023

» The Securities and Exchange Commission (SEC) is requesting a lawsuit against six individuals for insider trading of PTG Energy shares and filed complaints with the Anti-Money Laundering Office (Amlo) against the accused.

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BUSINESS

Regional shares retreat, foreign selling continues

Business, Nuntawun Polkuamdee, Published on 11/02/2023

» RECAP: Asia-Pacific stocks retreated on Friday, slumping towards a second weekly loss as investors fretted about the potential for further US Federal Reserve tightening.

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BUSINESS

SEC issues warning for Zipmex deals

Business, Nuntawun Polkuamdee, Published on 22/12/2022

» The Securities and Exchange Commission (SEC) is warning investors to carefully review individual agreements proposed by crypto exchange Zipmex before deciding to make a deal with the company.

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BUSINESS

Chase to be listed on Thai bourse in Q4

Business, Nuntawun Polkuamdee, Published on 23/08/2022

» SET-listed RS Plc is preparing to float the common stock of Chase Asia Plc (Chase), its lending and debt collection business, on the Thai stock market and offer these newly issued shares to the public through an initial public offering (IPO) in the fourth quarter of this year.

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BUSINESS

SEC orders review of KUB coin listing

Business, Nuntawun Polkuamdee, Published on 02/07/2022

» The Securities and Exchange Commission (SEC) ordered Bitkub Online to review KUB coin's presence on the exchange after finding it does not meet the regulatory listing requirements and criteria.