Showing 1 - 5 of 5
Licences required for digital asset fund managers, advisers
Darana Chudasri, Published on 15/02/2021
» The Securities and Exchange Commission (SEC) announced all operating digital asset fund managers and investment advisers are required to apply for licences by Feb 24 to continue their businesses.
SEC punishes top BA shareholders
Business, Published on 19/01/2019
» The Securities and Exchange Commission (SEC) has imposed fines totalling 500 million baht against three major shareholders of SET-listed Bangkok Airways Plc (BA), including billionaire Prasert Prasarttong-Osoth, for share price manipulation.
Creditors to meet on Energy Earth rehab plans
Business, Pathom Sangwongwanich, Published on 30/03/2018
» Creditors of financially beleaguered Energy Earth Plc (EARTH) will hold a meeting on April 30 to consider the business rehabilitation plan submitted to officials overseeing the company's receivership last month.
Investors heartened as fed ends rate suspense
Business, Published on 20/03/2017
» Recap: Investors were treading cautiously ahead of last week's US Federal Reserve meeting when the US central bank raised its benchmark interest rate as expected, but their appetite improved after Chair Janet Yellen's comments suggested a more gradual pace of monetary tightening this year. The Thai stock market joined the global rally as the wild swings in trade of Group Lease (GL) eased.
Insider trading: Time for reform and tougher penalties
Business, Tilleke & Gibbins International Ltd, Published on 05/02/2016
» Recent headlines in Thailand and abroad have drawn attention to a spate of high-profile cases involving insider trading and the inadequate punitive action that follows. Many have called into question the efficacy of sanctions imposed by the Thai Securities and Exchange Commission (SEC) to deter insider trading. This article will look at the law surrounding insider trading in Thailand, how it is enforced and whether the law is effective.