Showing 1 - 10 of 14
SEC tightens rules for cryptocurrency trading
Business, Nuntawun Polkuamdee, Published on 04/07/2023
» The Securities and Exchange Commission (SEC) is tightening rules for cryptocurrency trading to increase investor protection, demanding digital asset operators include risk disclosure in their advertisements and prohibiting them from providing services or supporting deposit taking and lending.
SEC issues facts on bond investment
Business, Nuntawun Polkuamdee, Published on 08/06/2023
» As Stark Corporation is projected to potentially default on the payment of bonds worth nearly 9.2 billion baht, the Securities and Exchange Commission (SEC) has released guidelines for investors to track damages.
Zipmex seeks to discuss fines with SEC
Business, Nuntawun Polkuamdee, Published on 26/04/2023
» Zipmex, the embattled cryptocurrency exchange, has arranged to discuss fines of nearly 11 million baht imposed on the company and its chief executive by the Securities and Exchange Commission (SEC), saying talks with potential new investors are ongoing.
Bitkub hit with fines for breaking SEC coin listing rules
Business, Nuntawun Polkuamdee, Published on 07/05/2022
» The Securities and Exchange Commission's (SEC) Criminal Fining Committee has imposed fines on Bitkub Online (BO) and five members of its digital asset selection committee for non-compliance with the SEC's digital asset listing rules.
XPG pursues digital licences from SEC as firm reshuffles
Business, Nuntawun Polkuamdee, Published on 27/05/2021
» SET-listed XSpring Capital (XPG), formerly known as Seamico Securities Plc, is applying for licences for all digital asset businesses except a digital asset exchange with the Securities and Exchange Commission (SEC).
70% of SET firms ready for PDPA
Business, Nuntawun Polkuamdee, Published on 26/05/2020
» Some 70% of SET-listed companies are prepared for the Personal Data Protection Act (PDPA) related to capital market compliance, according to a survey conducted by the Securities and Exchange Commission (SEC).
Asco looks into joint exchange
Business, Nuntawun Polkuamdee, Published on 02/07/2018
» The Association of Securities Companies (Asco) is studying the possibility of establishing a joint cryptocurrency exchange between securities companies and plans to apply for an operating licence with the Securities and Exchange Commission (SEC).
SET's new boss hits the ground running
Business, Nuntawun Polkuamdee, Published on 25/06/2018
» The Stock Exchange of Thailand (SET) plans to reduce repetitive work tasks in cooperation with the Securities and Exchange Commission (SEC) to speed up the process of fund-raising and stock listing.
GL chief disavows price manipulation
Business, Nuntawun Polkuamdee, Published on 10/06/2017
» Group Lease Plc (GL) chairman and chief executive Mitsuji Konoshita says the Japanese Financial Services Agency (FSA) has ordered him to pay a fine over alleged share price manipulation in Wedge Holdings Co Ltd, but he is in the process of seeking a court ruling to overturn the order.
Crowdfunding portals eager after SEC rules rejig
Business, Nuntawun Polkuamdee, Published on 25/05/2017
» Five funding portals are keen to set up crowdfunding in Thailand after the Securities and Exchange Commission (SEC) removed some of the regulations that obstructed online fundraising activities.