Showing 11 - 20 of 25
The search is on for new SEC leader
Business, Nuntawun Polkuamdee, Published on 04/02/2023
» The process to find a new secretary-general of the Securities and Exchange Commission (SEC) is likely to begin soon after the regulator’s board decided on Thursday not to extend the term for current boss Ruenvadee Suwanmongkol.
THG chief case referred to Amlo
Business, Nuntawun Polkuamdee, Published on 16/12/2022
» The Securities and Exchange Commission (SEC) has referred the case of Dr Boon Vanasin, former chairman of SET-listed Thonburi Healthcare Group (THG), to the Anti-Money Laundering Office for further investigation.
SEC readies stricter rules for digital assets
Business, Nuntawun Polkuamdee, Published on 13/12/2022
» The Thai Securities and Exchange Commission (SEC) is preparing to impose more stringent regulations on digital assets to mirror the global market, with the aim of increasing investor protection.
SEC urged to rejig rules after MORE scandal
Business, Nuntawun Polkuamdee, Published on 09/12/2022
» The Association of Securities Companies (Asco) and its members have proposed the Securities and Exchange Commission (SEC) adjust the regulations regarding stock manipulation in the aftermath of the More Return Plc (MORE) scandal.
MORE shares nosedive in return to trade
Business, Nuntawun Polkuamdee, Published on 22/11/2022
» More Return Plc (MORE) shares plunged to a new price floor shortly after the Stock Exchange of Thailand (SET) resumed trade of the stock on Monday, with the bourse warning the price could continue to slide.
SEC suspends trading by AWC
Business, Nuntawun Polkuamdee, Published on 19/11/2022
» The Securities and Exchange Commission (SEC) has suspended Asia Wealth Securities Co (AWS) from doing business as of yesterday for alleged use of clients' money to pay for share settlements without their consent.
SEC promises to improve listing criteria for local stocks
Business, Nuntawun Polkuamdee, Published on 18/11/2022
» The Securities and Exchange Commission (SEC) is preparing to review the criteria for companies to list on Thai bourses as part of the response to suspicious stock trades of MAI-listed More Return Plc (MORE).
SET queries MORE, suspends firm
Business, Nuntawun Polkuamdee, Published on 15/11/2022
» The Stock Exchange of Thailand (SET) on Monday indefinitely suspended More Return Plc (MORE) after noticing irregular trading practices, asking the company for an explanation and requesting brokers take additional measures to monitor trade of the company's shares.
Regulator proposes investigative power
Business, Nuntawun Polkuamdee, Published on 27/01/2020
» The Securities and Exchange Commission (SEC) plans to amend the Securities and Exchange Act by proposing to investigate securities wrongdoing cases entirely by itself, aiming to enhance the efficiency of law enforcement.
SEC to amend decree on digital asset businesses
Business, Nuntawun Polkuamdee, Published on 25/11/2019
» The Securities and Exchange Commission (SEC) plans to amend the royal decree on digital asset businesses next year, aiming to facilitate the growth of digital assets while protecting investors from unnecessary risk.