Showing 31 - 40 of 53
SEC nabs Ronghui for sales
Business, Pathom Sangwongwanich, Published on 03/10/2018
» The Securities and Exchange Commission (SEC) has reported unauthorised sales of securities by Ronghui International Service Ltd to the Economic Crime Suppression Division for further investigation.
Osotspa IPO launch to lead 2018 in size
Business, Pathom Sangwongwanich, Published on 20/09/2018
» Century-old consumer goods conglomerate Osotspa Plc expects to launch an IPO early next month in a deal expected to be the largest corporate fundraiser this year.
SEC raps former IFEC boss
Business, Pathom Sangwongwanich, Published on 12/09/2018
» The Securities and Exchange Commission (SEC) has proceeded with a lawsuit against a former director of Inter Far East Energy Corporation Plc (IFEC) for insider trading.
SEC fines IFEC execs for insider trades
Business, Pathom Sangwongwanich, Published on 24/08/2018
» The Securities and Exchange Commission (SEC) has imposed civil fines on current and former executives of Inter Far East Energy Corporation Plc (IFEC) on grounds of insider trading.
SEC tells IFEC execs to meet shareholders
Business, Pathom Sangwongwanich, Published on 21/08/2018
» The Securities and Exchange Commission (SEC) has ordered Inter Far East Energy Plc (IFEC) executives to attend a shareholders' meeting scheduled for tomorrow in order to select new directors to fill vacant positions.
Guidelines back shareholder rights
Business, Pathom Sangwongwanich, Published on 11/08/2018
» Capital market regulators have jointly issued guidelines for shareholders to exercise their right to convene a shareholders' meeting, aiming to empower shareholders in circumstances where company executives refuse to hold such a meeting.
Tisco sees B7bn foreign sell-off on tepid Q2 earnings
Business, Pathom Sangwongwanich, Published on 10/08/2018
» The foreign sell-off in equities could reach 7 billion baht this month and next, with foreign and institutional investors expected to dump large-cap stocks because of lacklustre second-quarter earnings, says Tisco Securities.
Digital asset licences at hand
Business, Pathom Sangwongwanich, Published on 25/07/2018
» The Finance Ministry's announcement on approving digital asset licensing took effect Tuesday, and interested parties can apply for licences from the Securities and Exchange Commission (SEC).
SEC looks into ways to bolster margin accounts
Business, Pathom Sangwongwanich, Published on 11/07/2018
» The Securities and Exchange Commission (SEC) is conducting a public hearing on allowing securities companies to extend credit to investors to buy mutual fund units and debt instruments and also place those securities as collateral, aiming to enhance investors' purchasing power for margin accounts.
SEC reveals framework for ICO portals and tokens
Business, Pathom Sangwongwanich, Published on 05/07/2018
» The Securities and Exchange Commission (SEC) has released a regulatory framework for issuing and selling digital tokens through initial coin offerings (ICOs) along with announcing the ICO portal process, effective from July 16.