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Search Result for “investors”

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BUSINESS

SEC bars 3 cryptocurrencies from ICOs, trading pairs

Business, Pathom Sangwongwanich, Published on 01/03/2019

» The Securities and Exchange Commission (SEC) has removed three cryptocurrencies from a list of those allowed for initial coin offering (ICO) investment and as a trading pair for the digital asset trade.

BUSINESS

Energy Earth yet to submit coal mine review to regulator

Business, Pathom Sangwongwanich, Published on 01/02/2019

» The Securities and Exchange Commission (SEC) has denied an extension for SET-listed Energy Earth Plc to submit a fair value review of two coal mine concessions in Indonesia, as the submission deadline was Dec 31.

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BUSINESS

Eastspring counts on REITs, property equities

Business, Pathom Sangwongwanich, Published on 16/01/2019

» Asian real estate investment trusts (REITs) and property development stocks can in combination optimise returns, yield attractive dividends and hedge against financial volatility, says Eastspring Investments.

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BUSINESS

ICO obstacles to fundraising may be lifted

Business, Pathom Sangwongwanich, Published on 20/12/2018

» The Securities and Exchange Commission (SEC) is conducting a public hearing to relax regulations on pre-sales and private sales of initial coin offerings (ICOs), aiming to reduce impediments for ICO issuers raising funds.

BUSINESS

SEC changes rule to use global auditing standard

Business, Pathom Sangwongwanich, Published on 04/12/2018

» The Securities and Exchange Commission (SEC) has revised a regulation on the turnover of auditors, stipulating listed companies change auditors every seven years and disallowing use of the same auditors for five years, effective early next year.

BUSINESS

Former IFEC boss hit with civil penalty

Business, Pathom Sangwongwanich, Published on 01/12/2018

» The Securities and Exchange Commission (SEC) has imposed a civil penalty on Suphanan Rittiphairoj, former chief executive of embattled Inter Far East Energy Corporation Plc (IFEC), on grounds of negligence of duty and dishonesty.

BUSINESS

Information criteria updated

Business, Pathom Sangwongwanich, Published on 15/11/2018

» The Securities and Exchange Commission (SEC) has revised the criteria for information disclosure and auditors of securities issuers to prepare for the Financial Sector Assessment Programme (FSAP) set to commence during year-end 2018 and early 2019.

BUSINESS

SEC advises caution with Q Exchange

Business, Pathom Sangwongwanich, Published on 14/11/2018

» The Securities and Exchange Commission (SEC) has warned investors that Q Exchange Co Ltd is not a licensed cryptocurrency dealer and any investment made with the company might not be lawfully protected.

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BUSINESS

TFFIF rises 3% on debut, TOT and CAT mulled for ride

Business, Pathom Sangwongwanich, Published on 01/11/2018

» Thailand Future Fund (TFFIF) saw its share price rise 3% on its first trading day on Wednesday, while officials are mulling including a merger between CAT Telecom Plc and TOT Plc as an underlying asset for the fund's third batch.

BUSINESS

SEC tells buyers beware

Business, Pathom Sangwongwanich, Published on 01/11/2018

» The Securities and Exchange Commission (SEC) has warned investors to avoid investing in securities products via two websites and social media accounts as they are not authorised securities and futures dealers.