Showing 1 - 10 of 13
BoT signs pact on mediating legal financial disputes
Business, Pathom Sangwongwanich, Published on 27/01/2021
» The Bank of Thailand and the Office of the Court of Justice have signed a memorandum of understanding (MoU) on mediating legal financial disputes for financially-distressed borrowers and small and medium-sized enterprises (SMEs).
Ethics of auditors in the crosshairs of regulator
Business, Pathom Sangwongwanich, Published on 30/05/2019
» The Securities and Exchange Commission (SEC) plans to talk with the Commerce Ministry and the Federation of Accounting Professions (FAP) soon about improving the quality and ethics of auditors.
SEC advises AJD sanction
Business, Pathom Sangwongwanich, Published on 22/03/2019
» The Securities and Exchange Commission (SEC) has requested the Civil Court impose the highest civil sanction of a combined 2.3 billion baht against 40 individuals involved with insider trading of SET-listed Crown Tech Advance Plc (AJD).
Former IFEC boss hit with civil penalty
Business, Pathom Sangwongwanich, Published on 01/12/2018
» The Securities and Exchange Commission (SEC) has imposed a civil penalty on Suphanan Rittiphairoj, former chief executive of embattled Inter Far East Energy Corporation Plc (IFEC), on grounds of negligence of duty and dishonesty.
11 sanctioned for EARTH insider trading
Business, Pathom Sangwongwanich, Published on 25/09/2018
» The Securities and Exchange Commission (SEC) has imposed a civil sanction on 11 individuals involved with insider trading of securities of SET-listed Energy Earth Plc (EARTH).
SEC raps former IFEC boss
Business, Pathom Sangwongwanich, Published on 12/09/2018
» The Securities and Exchange Commission (SEC) has proceeded with a lawsuit against a former director of Inter Far East Energy Corporation Plc (IFEC) for insider trading.
SEC fines IFEC execs for insider trades
Business, Pathom Sangwongwanich, Published on 24/08/2018
» The Securities and Exchange Commission (SEC) has imposed civil fines on current and former executives of Inter Far East Energy Corporation Plc (IFEC) on grounds of insider trading.
IFEC ordered to hold meeting
Business, Pathom Sangwongwanich, Published on 08/06/2018
» The Securities and Exchange Commission (SEC) has ordered embattled Inter Far East Energy Corporation Plc (IFEC) to immediately hold a shareholders' meeting to proceed with selecting new directors and resume the company's operations.
GL files criminal case against JTA and 3 people
Business, Pathom Sangwongwanich, Published on 26/04/2018
» Group Lease Plc (GL) has filed a criminal case against J Trust Asia Pte Ltd (JTA) and three individuals on the grounds of jointly submitting a business rehabilitation petition under the pretence that GL's financial condition requires such a plan.
SEC files DSI case against POLAR over debt doubts
Business, Pathom Sangwongwanich, Published on 18/04/2018
» The Securities and Exchange Commission (SEC) has accused Polaris Capital Plc (POLAR) executives of creating an artificial debt of 3.6 billion baht with the intention of entering the company into a business rehabilitation plan, along with falsifying documents and accounting statements.