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Search Result for “brokerage”

Showing 1 - 10 of 10

THAILAND

BoT moves to curb strengthening baht

News, Pathom Sangwongwanich, Published on 21/11/2020

» The Bank of Thailand has liberalised foreign currency deposits and increased the investment limit in foreign securities for individuals to US$5 million (165 million baht) per year from US$200,000 as part of efforts to curb the rapid appreciation of the baht and forge a new foreign exchange ecosystem.

BUSINESS

AEC gets juristic person funding, avoids capital rule snag

Business, Pathom Sangwongwanich, Published on 05/06/2020

» SET-listed AEC Securities has resolved its net capital rule problem by obtaining funding from a juristic person and has opted for a capital increase by allotting new ordinary shares to reduce future investment risk.

BUSINESS

AEC clarifies shortfall with SEC

Business, Pathom Sangwongwanich, Published on 28/05/2020

» SET-listed AEC Securities has clarified its failure to maintain net capital as required by the Securities and Exchange Commission (SEC), attributing the shortage to the calculation of its debenture holding.

BUSINESS

Bourse studying digital asset applications

Business, Pathom Sangwongwanich, Published on 11/12/2019

» The Stock Exchange of Thailand (SET) is assessing four applications for possible integration to jump-start its digital asset ecosystem project.

BUSINESS

Digital asset scope may grow

Business, Pathom Sangwongwanich, Published on 23/07/2019

» The Securities and Exchange Commission (SEC) is conducting a public hearing to expand the scope of businesses under the digital asset royal decree.

LIFE

Digital asset licences at hand

Business, Pathom Sangwongwanich, Published on 25/07/2018

» The Finance Ministry's announcement on approving digital asset licensing took effect Tuesday, and interested parties can apply for licences from the Securities and Exchange Commission (SEC).

BUSINESS

SEC licenses wealth advisers

Business, Pathom Sangwongwanich, Published on 18/07/2018

» The Securities and Exchange Commission (SEC) has allowed business intermediaries operating in the capital market to become licensed wealth advisers, aiming to enhance access to investment advisory service and investment options for the public.

BUSINESS

SEC looks into ways to bolster margin accounts

Business, Pathom Sangwongwanich, Published on 11/07/2018

» The Securities and Exchange Commission (SEC) is conducting a public hearing on allowing securities companies to extend credit to investors to buy mutual fund units and debt instruments and also place those securities as collateral, aiming to enhance investors' purchasing power for margin accounts.

BUSINESS

SEC snags 7 illicit traders from China

Business, Pathom Sangwongwanich, Published on 12/06/2018

» The Securities and Exchange Commission (SEC) has accused seven Chinese nationals for their involvement with unauthorised securities business operation in Thailand.

BUSINESS

SEC: Bitcoin futures are kosher

Business, Pathom Sangwongwanich, Published on 11/01/2018

» Despite allowing Thai investors to speculate on bitcoin via an international global derivatives trading service, the Securities and Exchange Commission (SEC) has insisted bitcoin futures is a regulated futures contract even as bitcoin itself is not legal tender in Thailand.