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Search Result for “SEC”

Showing 1 - 10 of 67

THAILAND

BoT moves to curb strengthening baht

News, Pathom Sangwongwanich, Published on 21/11/2020

» The Bank of Thailand has liberalised foreign currency deposits and increased the investment limit in foreign securities for individuals to US$5 million (165 million baht) per year from US$200,000 as part of efforts to curb the rapid appreciation of the baht and forge a new foreign exchange ecosystem.

BUSINESS

Shareholder meetings substituted

Business, Pathom Sangwongwanich, Published on 18/06/2020

» The Securities and Exchange Commission's (SEC) board of directors has allowed SET-listed companies that have postponed annual shareholder meetings to submit this year's quarterly financial statements through appointed auditors approved by the regulator.

BUSINESS

AEC gets juristic person funding, avoids capital rule snag

Business, Pathom Sangwongwanich, Published on 05/06/2020

» SET-listed AEC Securities has resolved its net capital rule problem by obtaining funding from a juristic person and has opted for a capital increase by allotting new ordinary shares to reduce future investment risk.

BUSINESS

AEC clarifies shortfall with SEC

Business, Pathom Sangwongwanich, Published on 28/05/2020

» SET-listed AEC Securities has clarified its failure to maintain net capital as required by the Securities and Exchange Commission (SEC), attributing the shortage to the calculation of its debenture holding.

BUSINESS

Asset managers get provident fund info

Business, Pathom Sangwongwanich, Published on 09/05/2020

» The capital market regulator has notified asset management firms of a ministerial mandate to permit employers to temporarily delay or halt provident fund contributions during the coronavirus crisis.

BUSINESS

Market regulator fingers Energy Earth trio

Business, Pathom Sangwongwanich, Published on 27/12/2019

» The Securities and Exchange Commission (SEC) has accused three executives of Energy Earth Plc of failure to submit documents and concealment of the truth from investors.

BUSINESS

TBMA to pioneer DLT sandbox project

Business, Pathom Sangwongwanich, Published on 13/12/2019

» The Securities and Exchange Commission (SEC) has appointed the Thai Bond Market Association (TBMA) as a licensed securities depository to test distributed ledger technology (DLT) in a regulatory sandbox project.

BUSINESS

Bourse studying digital asset applications

Business, Pathom Sangwongwanich, Published on 11/12/2019

» The Stock Exchange of Thailand (SET) is assessing four applications for possible integration to jump-start its digital asset ecosystem project.

BUSINESS

New rules to help SMEs raise capital

Business, Pathom Sangwongwanich, Published on 27/11/2019

» The Securities and Exchange Commission is in the process of issuing regulations to facilitate capital market funding access for small and medium-sized enterprises (SMEs), aiming to initially allow SME share offerings and convertible debentures without document submission.

BUSINESS

SEC warns on risk-prone debt

Business, Pathom Sangwongwanich, Published on 19/10/2019

» Investors are advised to be cautious when investing in risk-prone debt securities offering high returns, with more than half of debenture value issued by non-listed property firms, says the Securities and Exchange Commission (SEC).