Showing 1 - 9 of 9
ICO obstacles to fundraising may be lifted
Business, Pathom Sangwongwanich, Published on 20/12/2018
» The Securities and Exchange Commission (SEC) is conducting a public hearing to relax regulations on pre-sales and private sales of initial coin offerings (ICOs), aiming to reduce impediments for ICO issuers raising funds.
SEC changes rule to use global auditing standard
Business, Pathom Sangwongwanich, Published on 04/12/2018
» The Securities and Exchange Commission (SEC) has revised a regulation on the turnover of auditors, stipulating listed companies change auditors every seven years and disallowing use of the same auditors for five years, effective early next year.
SEC considers seven for licences
Business, Pathom Sangwongwanich, Published on 16/08/2018
» The Securities and Exchange Commission (SEC) has revealed the names of seven businesses seeking licences to operate digital asset businesses.
Guidelines back shareholder rights
Business, Pathom Sangwongwanich, Published on 11/08/2018
» Capital market regulators have jointly issued guidelines for shareholders to exercise their right to convene a shareholders' meeting, aiming to empower shareholders in circumstances where company executives refuse to hold such a meeting.
Digital asset licences at hand
Business, Pathom Sangwongwanich, Published on 25/07/2018
» The Finance Ministry's announcement on approving digital asset licensing took effect Tuesday, and interested parties can apply for licences from the Securities and Exchange Commission (SEC).
SEC licenses wealth advisers
Business, Pathom Sangwongwanich, Published on 18/07/2018
» The Securities and Exchange Commission (SEC) has allowed business intermediaries operating in the capital market to become licensed wealth advisers, aiming to enhance access to investment advisory service and investment options for the public.
SEC reveals framework for ICO portals and tokens
Business, Pathom Sangwongwanich, Published on 05/07/2018
» The Securities and Exchange Commission (SEC) has released a regulatory framework for issuing and selling digital tokens through initial coin offerings (ICOs) along with announcing the ICO portal process, effective from July 16.
SEC snags 7 illicit traders from China
Business, Pathom Sangwongwanich, Published on 12/06/2018
» The Securities and Exchange Commission (SEC) has accused seven Chinese nationals for their involvement with unauthorised securities business operation in Thailand.
SEC readies new regulation
Business, Pathom Sangwongwanich, Published on 28/03/2018
» The Securities and Exchange Commission (SEC) plans to implement a revised regulation on issuing and selling debt securities on April 1 in a bid to protect investors' interests and limit systemic risks.