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SEC issues warning for promotions, ads
Business, Nuntawun Polkuamdee, Published on 29/04/2024
» The Securities and Exchange Commission (SEC) has warned digital asset exchange operators to be careful with their ads and the organising of introducing broker agent (IBA) events, saying such activities might violate the rules under SEC supervision.
SEC to beef up audit panel, boost independent director
Business, Nuntawun Polkuamdee, Published on 01/10/2020
» The Securities and Exchange Commission (SEC) plans to enhance the authority of its audit committee and independent director over listed firms to strengthen corporate governance and prevent fraud in the private sector.