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Search Result for “violation of ethics”

Showing 1 - 10 of 21

BUSINESS

SEC steps up laundering probe of listed firms

Business, Nuntawun Polkuamdee, Published on 05/12/2025

» The Securities and Exchange Commission (SEC) has ramped up its investigations into suspected money laundering links among listed firms in Thailand, seeking to tighten its regulatory powers.

BUSINESS

Breaking the family business curse

Business, Nuntawun Polkuamdee, Published on 01/11/2025

» They build, they grow, then they fall. The familiar cycle of family businesses has echoed across continents for centuries. In Thailand, where family-run conglomerates dominate the economy, the question remains whether they can they break the third-generation curse?

SUSTAINABILITY

Igniting an investment revolution

Business, Nuntawun Polkuamdee, Published on 25/08/2025

» As global priorities shift towards sustainability, environmental, social and governance (ESG) investment has become increasingly popular for businesses transitioning to a low-carbon economy.

BUSINESS

JKN founder, sister resign after SEC files charges

Business, Nuntawun Polkuamdee, Published on 07/06/2025

» Jakkaphong Jakrajutatip, chief executive of JKN Global Group, and her sister, Pimuma Jakrajutatip, have resigned from all executive and other positions at the SET-listed content and media buying company after the Securities and Exchange Commission (SEC) filed criminal complaints against the pair.

BUSINESS

SEC eager to crack down on stock market violations

Business, Nuntawun Polkuamdee, Published on 28/08/2024

» The Securities and Exchange Commission (SEC) has vowed to tackle stock market offences more quickly by strictly enforcing the law, in an effort to restore public confidence.

BUSINESS

New rules to strengthen bond governance

Business, Nuntawun Polkuamdee, Published on 19/08/2024

» The Thai Bond Market Association (ThaiBMA) and the Securities and Exchange Commission (SEC) have discussed measures to protect investors from damage caused by bond investment, demanding bond issuers disclose financial terms in detail and increasing penalties for breaking the rules.

BUSINESS

Investors dump Thai bonds worth B30bn

Business, Nuntawun Polkuamdee, Published on 16/08/2024

» Investors have sold Thai bonds for three consecutive days, tallying nearly 30 billion baht, based on concerns about Thailand's political instability, according to the Thai Bond Market Association (ThaiBMA).

BUSINESS

Regulator considers screening for actuaries

Business, Nuntawun Polkuamdee, Published on 12/08/2024

» The Office of the Insurance Commission (OIC) is considering a plan to set up a screening committee that can suspend or revoke the licences of actuarial mathematicians to prevent risks to insurance firms and policyholders.

BUSINESS

Political uncertainties drive stocks down to four-year low

Business, Nuntawun Polkuamdee, Published on 11/06/2024

» Thai stocks plunged to a four-year low on Monday as investors fretted over political uncertainties, with the market awaiting the Constitutional Court's decision on the status of Prime Minister Srettha Thavisin and his cabinet.

BUSINESS

SEC issues warning for promotions, ads

Business, Nuntawun Polkuamdee, Published on 29/04/2024

» The Securities and Exchange Commission (SEC) has warned digital asset exchange operators to be careful with their ads and the organising of introducing broker agent (IBA) events, saying such activities might violate the rules under SEC supervision.