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Search Result for “misconduct”

Showing 1 - 10 of 12

BUSINESS

Infrastructure key for Thai growth

Business, Nuntawun Polkuamdee, Published on 09/02/2026

» Short-term economic stimulus measures introduced by the next government are expected to provide temporary relief, though sustainable growth will depend on continued infrastructure investment and policies that encourage long-term savings, says InnovestX Securities.

BUSINESS

SEC poised to launch Securities Bureau

Business, Nuntawun Polkuamdee, Published on 04/11/2025

» The Securities and Exchange Commission (SEC) expects to launch the Securities Data Exchange Platform, also known as the Securities Bureau, by early 2026 as part of efforts to strengthen risk management in the brokerage system.

BUSINESS

SEC eager to have greater oversight of audit firms

Business, Nuntawun Polkuamdee, Published on 29/08/2025

» The Securities and Exchange Commission (SEC) is on track to gain broader regulatory and enforcement powers over audit firms, marking a major step towards strengthening market oversight and investor protection.

BUSINESS

New task force to boost market sentiment

Business, Nuntawun Polkuamdee, Published on 28/08/2025

» A new markets task force aims to strengthen supply and demand, improve liquidity, enhance surveillance and lift confidence.

BUSINESS

Premier eager to bolster SEC's legal clout

Business, Nuntawun Polkuamdee, Published on 19/03/2025

» Prime Minister Paetongtarn Shinawatra stressed the need for stock exchange authorities to expedite legal action against market misconduct and ensure rapid progress on cases affecting several people and the economy.

BUSINESS

Illegal securities trading targeted

Business, Nuntawun Polkuamdee, Published on 27/08/2024

» Stock market regulators are strengthening their collaboration with the Anti-Money Laundering Office (AMLO) in the fight against illegal securities trading, in a bid to dismantle criminal economic activities and enhance investor confidence in the Thai capital market.

BUSINESS

SET to beef up listed company oversight

Business, Nuntawun Polkuamdee, Published on 14/09/2023

» The Stock Exchange of Thailand (SET) is preparing to strengthen its supervision of listed companies on both the main bourse and the Market for Alternative Investment (MAI) next year to bolster fraud prevention and warn investors about potential misconduct.

BUSINESS

Tips for reading financial statements

Nuntawun Polkuamdee, Published on 10/07/2023

» The recent allegations of fraud at Stark Corporation has caused severe damage to investors.

BUSINESS

Zipmex seeks to discuss fines with SEC

Business, Nuntawun Polkuamdee, Published on 26/04/2023

» Zipmex, the embattled cryptocurrency exchange, has arranged to discuss fines of nearly 11 million baht imposed on the company and its chief executive by the Securities and Exchange Commission (SEC), saying talks with potential new investors are ongoing.

BUSINESS

Asian shares follow Wall Street downward

Business, Nuntawun Polkuamdee, Published on 01/10/2022

» RECAP: Stocks fell in most Asian markets yesterday after another plunge on Wall Street as the prospect of higher interest rates and turmoil in Europe stoked fears of a global recession.