Showing 1 - 3 of 3
SEC eager to have greater oversight of audit firms
Business, Nuntawun Polkuamdee, Published on 29/08/2025
» The Securities and Exchange Commission (SEC) is on track to gain broader regulatory and enforcement powers over audit firms, marking a major step towards strengthening market oversight and investor protection.
SEC revises net capital regulations
Business, Nuntawun Polkuamdee, Published on 18/11/2020
» The Securities and Exchange Commission (SEC) has revised its net capital rules to bolster securities firms and derivatives brokers' liquidity management, support soaring trading of Thai bourses and accommodate digital asset trading.
Tisco warns of firms in rehab
Business, Nuntawun Polkuamdee, Published on 22/05/2020
» Investing in companies undergoing business rehabilitation comes with high risk because of uncertainty over the rehabilitation process and the reduction in capital, according to Tisco Securities.