Showing 1 - 10 of 10
SEC steps up laundering probe of listed firms
Business, Nuntawun Polkuamdee, Published on 05/12/2025
» The Securities and Exchange Commission (SEC) has ramped up its investigations into suspected money laundering links among listed firms in Thailand, seeking to tighten its regulatory powers.
SET initiates alliance to crack down on scams
Business, Nuntawun Polkuamdee, Published on 25/07/2023
» The Stock Exchange of Thailand (SET) has formed an alliance with business organisations and related government agencies to tackle investment scams by integrating their operating systems to develop a process to stop fraudulent investment cases faster and with greater efficiency.
SEC warns of prison time for Stark fraudsters
Business, Nuntawun Polkuamdee, Published on 27/06/2023
» Members of the management team and others involved in the fraud surrounding Stark Corporation (STARK) could face up to 10 years in prison if found guilty, the Securities and Exchange Commission (SEC) said on Monday, as it tried to restore confidence in the Thai capital market.
Asian shares revive after big US tech rally
Business, Nuntawun Polkuamdee, Published on 29/04/2023
» RECAP: Shares in Asia rallied yesterday after robust earnings from tech giants Meta, Microsoft and Alphabet buoyed Wall Street, where the S&P 500 had its best day since the first week of the year.
SEC enlists tech for probes
Business, Nuntawun Polkuamdee, Published on 10/12/2020
» The Securities and Exchange Commission (SEC) plans to use artificial intelligence (AI) and big data analytics to investigate false accounting information next year, following the implementation of robotic process automation (RPA) technology to detect fraudulent accounting records.
SEC en route to complete rule guillotine
Business, Nuntawun Polkuamdee, Published on 10/11/2020
» The Securities and Exchange Commission (SEC) is scheduled to complete its regulatory guillotine plan by 2022, meant to cut redundant regulations and tighten bureaucratic processes.
SEC to beef up audit panel, boost independent director
Business, Nuntawun Polkuamdee, Published on 01/10/2020
» The Securities and Exchange Commission (SEC) plans to enhance the authority of its audit committee and independent director over listed firms to strengthen corporate governance and prevent fraud in the private sector.
Rules for auditing firms scrutinised
Business, Nuntawun Polkuamdee, Published on 20/05/2020
» The Securities and Exchange Commission (SEC) is considering amending Article 61 of the Securities and Exchange Act to beef up the regulatory process to supervise and penalise auditing firms and auditors to ensure fairness for capital market stakeholders.
Issuers of perpetual bonds must comply with TAS 32
Business, Nuntawun Polkuamdee, Published on 28/11/2019
» Companies planning to issue perpetual bonds next year must comply with the new Thai Accounting Standards (TAS 32) because such securities will be booked as a liability, a deviation from their current status as equities, says the Securities and Exchange Commission (SEC).
SEC expects 5 ICOs in the pipeline once law enacted
Business, Nuntawun Polkuamdee, Published on 13/06/2018
» The Securities and Exchange Commission (SEC) expects five initial coin offering (ICO) projects to register for fund-raising procedures after the organic law of the digital asset decree takes effect this month.