Showing 1 - 10 of 11
JKN founder, sister resign after SEC files charges
Business, Nuntawun Polkuamdee, Published on 07/06/2025
» Jakkaphong Jakrajutatip, chief executive of JKN Global Group, and her sister, Pimuma Jakrajutatip, have resigned from all executive and other positions at the SET-listed content and media buying company after the Securities and Exchange Commission (SEC) filed criminal complaints against the pair.
Zipmex victims look forward to hearing
Business, Nuntawun Polkuamdee, Published on 01/05/2025
» The victims of the Zipmex investment scandal are hopeful they will be able to recover their funds after the Department of Special Investigation (DSI) officially accepted the case on April 28, citing evidence of public fraud involving more than 1 billion baht in damages.
Regulator seeks amended Nusasiri financial statements
Nuntawun Polkuamdee, Published on 22/11/2024
» The Securities and Exchange Commission (SEC) has instructed Nusasiri (NUSA) to amend its financial statements for 2023 and the third quarter of 2024, have them audited and reviewed by the company's auditor, and then submit them to the regulator.
SEC highlights expediting probes
Nuntawun Polkuamdee, Published on 31/07/2024
» The Securities and Exchange Commission (SEC) reiterated that expediting the investigation process concerning offences relating to the SEC Act is the regulator's priority to ensure fairness and protect investors' interests, while the measures to enhance the supervision of short-selling have reduced daily short-selling trading by almost 70%.
Ministry strips Zipmex's licences
Nuntawun Polkuamdee, Published on 12/06/2024
» The Finance Ministry has revoked the digital asset business licences of Zipmex Thailand as requested by the Securities and Exchange Commission (SEC), citing the company's financial status could cause damages to investors while personnel is inadequate to operate efficiently.
SEC mulls compensation fund for fraud victims
Business, Nuntawun Polkuamdee, Published on 11/10/2023
» The Securities and Exchange Commission (SEC) is studying the establishment of a compensation fund for investment fraud victims, with the study expected to conclude by year-end, says the new secretary-general.
Stark case puts spotlight on mutual fund managers
Business, Nuntawun Polkuamdee, Published on 09/06/2023
» The Association of Investment Management Companies (AIMC) tried to assure investors yesterday about the selection process of mutual funds that held shares in Stark Corporation (STARK), saying the funds follow international standards when making investment decisions.
Class action law to be used to protect Stark investors
Business, Nuntawun Polkuamdee, Published on 07/06/2023
» The Stock Exchange of Thailand (SET) and the Association of Investment Management Companies (AIMC) are preparing to use class action law to protect investors' interests as the Department of Special Investigation (DSI) probes potential fraud among former executives of Stark Corporation.
Agencies meet over Zipmex
Business, Nuntawun Polkuamdee, Published on 26/07/2022
» The Securities and Exchange Commission (SEC) met with the Department of Special Investigation (DSI) on Monday to discuss legal measures to protect investors facing huge risks of losses from Zipmex Thailand's suspension of asset withdrawals and transfers from ZipUp+ or Z Wallets under Zipmex Global.
Regulator, DSI aim to raise investigative efficiency
Business, Nuntawun Polkuamdee, Published on 12/11/2021
» The Securities and Exchange Commission (SEC) has partnered with the Department of Special Investigation (DSI) to enhance the regulator's efficiency in investigating wrongdoings in the capital market.