Showing 1 - 10 of 17
SEC bans auditor after Stark scandal
Business, Nuntawun Polkuamdee, Published on 02/04/2026
» The Securities and Exchange Commission (SEC) has intensified enforcement in the high-profile accounting scandal of Stark Corp, filing a criminal complaint and imposing a six-year ban on an auditor from Deloitte for serious professional misconduct.
SEC escalates case against Bitazza, FreedomVerse
Business, Nuntawun Polkuamdee, Published on 26/03/2026
» The Securities and Exchange Commission (SEC) has filed a criminal complaint against Bitazza and FreedomVerse, along with three senior executives, for allegedly operating a digital asset dealer business without proper authorisation, intensifying regulatory scrutiny in the country's fast-evolving crypto sector.
Analysts wary of border standoff
Nuntawun Polkuamdee, Published on 29/07/2025
» Analysts recommend avoiding Thai stocks that have significant exposure to Cambodia and suggest investors monitor the border situation as it could escalate and subsequently affect the economy.
SEC gears up to investigate securities-related crimes
Business, Nuntawun Polkuamdee, Published on 09/05/2025
» The Securities and Exchange Commission (SEC) is preparing to pursue investigations of securities-related crimes after the regulator was empowered to independently conduct investigations, a function previously reserved for the police.
Zipmex victims look forward to hearing
Business, Nuntawun Polkuamdee, Published on 01/05/2025
» The victims of the Zipmex investment scandal are hopeful they will be able to recover their funds after the Department of Special Investigation (DSI) officially accepted the case on April 28, citing evidence of public fraud involving more than 1 billion baht in damages.
Thai crypto investigation surges
Business, Nuntawun Polkuamdee, Published on 04/03/2025
» Thailand has one of the world’s highest law enforcement requests related to cryptocurrency exchange globally, with more than 1,800 requests for investigation in last year alone, says Binance, the world's largest cryptocurrency exchange.
Illegal securities trading targeted
Business, Nuntawun Polkuamdee, Published on 27/08/2024
» Stock market regulators are strengthening their collaboration with the Anti-Money Laundering Office (AMLO) in the fight against illegal securities trading, in a bid to dismantle criminal economic activities and enhance investor confidence in the Thai capital market.
SET calls for more lawsuits to combat corporate fraud
Business, Nuntawun Polkuamdee, Published on 05/08/2024
» The Stock Exchange of Thailand (SET) has asked the Finance Ministry to amend the law to empower the Securities and Exchange Commission (SEC) to directly file lawsuits against corporate fraudsters, with the aim of ensuring high-impact cases can be sent to courts within 5-6 months.
Association decides to place EA bonds on restricted list
Business, Nuntawun Polkuamdee, Published on 18/07/2024
» The Association of Investment Management Companies (AIMC) has resolved to place Energy Absolute (EA) bonds on the restricted list which limits transactions and prohibits additional investment until there is clarity about the company's future propsects.
More support vowed for retail investors
Business, Nuntawun Polkuamdee, Published on 09/04/2024
» The Thai Investors Association (TIA) is promising to be more active in assisting class action lawsuits by establishing a centre to help retail investors who claim damages from stock investments.