Showing 1 - 10 of 36
SEC charges 3 former Stark executives
Business, Nuntawun Polkuamdee, Published on 28/12/2023
» The Securities and Exchange Commission (SEC) has filed insider trading charges against three former directors or executives of fraud-plagued Stark Corporation with the Department of Special Investigation (DSI).
SEC vows rejig to reassure investors
Nuntawun Polkuamdee, Published on 23/10/2023
» The Securities and Exchange Commission (SEC) wants to intensify law enforcement against stock market fraudsters and enhance the supervision of listed companies to help restore investor confidence.
SEC mulls compensation fund for fraud victims
Business, Nuntawun Polkuamdee, Published on 11/10/2023
» The Securities and Exchange Commission (SEC) is studying the establishment of a compensation fund for investment fraud victims, with the study expected to conclude by year-end, says the new secretary-general.
Tipco executives fined for insider trading
Business, Nuntawun Polkuamdee, Published on 10/08/2023
» The Securities and Exchange Commission (SEC) has imposed civil sanctions on Laksana Supsakorn, the chairwoman of Tipco Foods Plc (TIPCO), and her colleague Sommart Dhupchinda for jointly buying shares of a listed company based on insider information.
Securities and Exchange Commission seeks lawsuit for insider trading
Business, Nuntawun Polkuamdee, Published on 09/08/2023
» The Securities and Exchange Commission (SEC) is requesting a lawsuit against six individuals for insider trading of PTG Energy shares and filed complaints with the Anti-Money Laundering Office (Amlo) against the accused.
SEC tightens rules for digital asset ads
Business, Nuntawun Polkuamdee, Published on 02/09/2022
» The Securities and Exchange Commission (SEC) took steps yesterday to tighten the rules governing the digital asset market and penalise businesses that breach regulations.
Regulator, DSI aim to raise investigative efficiency
Business, Nuntawun Polkuamdee, Published on 12/11/2021
» The Securities and Exchange Commission (SEC) has partnered with the Department of Special Investigation (DSI) to enhance the regulator's efficiency in investigating wrongdoings in the capital market.
Boon probed for THG purchases
Business, Nuntawun Polkuamdee, Published on 17/07/2021
» Thailand's stock and securities authorities are preparing to investigate irregular trading transactions by the head of Thonburi Healthcare Group (THG), Dr Boon Vanasin, prior to an announcement by the hospital it would make a major purchase of mRNA Covid-19 vaccines.
Ruenvadee comes full circle with SEC top job
Business, Nuntawun Polkuamdee, Published on 30/11/2019
» Returning as the first female chief to the organisation that jump-started her career could be a nerve-racking experience, and high expectations are in the air, but Ruenvadee Suwanmongkol looks set to meet those lofty hopes with prepared strategies and a forward-looking perspective.
Kasikorn Securities notes good prospects for JASIF
Business, Nuntawun Polkuamdee, Published on 07/10/2019
» The Jasmine Broadband Internet Infrastructure Fund (JASIF) is recommended by Kasikorn Securities as an attractive fund, offering about 10% investment return annually despite the insider trading controversy of the former chief executive of Jasmine International Plc (JAS).