Showing 1 - 10 of 12
More support vowed for retail investors
Business, Nuntawun Polkuamdee, Published on 09/04/2024
» The Thai Investors Association (TIA) is promising to be more active in assisting class action lawsuits by establishing a centre to help retail investors who claim damages from stock investments.
SEC vows rejig to reassure investors
Nuntawun Polkuamdee, Published on 23/10/2023
» The Securities and Exchange Commission (SEC) wants to intensify law enforcement against stock market fraudsters and enhance the supervision of listed companies to help restore investor confidence.
Tipco executives fined for insider trading
Business, Nuntawun Polkuamdee, Published on 10/08/2023
» The Securities and Exchange Commission (SEC) has imposed civil sanctions on Laksana Supsakorn, the chairwoman of Tipco Foods Plc (TIPCO), and her colleague Sommart Dhupchinda for jointly buying shares of a listed company based on insider information.
Securities and Exchange Commission seeks lawsuit for insider trading
Business, Nuntawun Polkuamdee, Published on 09/08/2023
» The Securities and Exchange Commission (SEC) is requesting a lawsuit against six individuals for insider trading of PTG Energy shares and filed complaints with the Anti-Money Laundering Office (Amlo) against the accused.
SEC urges caution on minors
Business, Nuntawun Polkuamdee, Published on 11/01/2022
» The Securities and Exchange Commission (SEC) urged digital asset operators to be cautious when opening trading accounts to customers under 20 years of age as transactions by minors can be nullified by law if done without a guardian.
Ruenvadee comes full circle with SEC top job
Business, Nuntawun Polkuamdee, Published on 30/11/2019
» Returning as the first female chief to the organisation that jump-started her career could be a nerve-racking experience, and high expectations are in the air, but Ruenvadee Suwanmongkol looks set to meet those lofty hopes with prepared strategies and a forward-looking perspective.
Amended securities act to raise penalties
Business, Nuntawun Polkuamdee, Published on 17/09/2016
» The amended Securities and Exchange Act will impose harsher penalties for offences related to market misconduct and unfair securities trading practices in a bid to increase enforcement efficiency.
SEC mulls civil sanctions
Business, Nuntawun Polkuamdee, Published on 30/05/2016
» The Securities and Exchange Commission (SEC) is considering imposing civil sanctions, meaning tougher penalties, for unfair securities trading practices such as insider trading and share manipulation. The criminal law for fraud will be maintained.
SEC to add teeth with new penalties
Business, Nuntawun Polkuamdee, Published on 10/03/2016
» The Securities and Exchange Commission expects to announce this month heavier penalties -- probably to include a blacklist -- for listed-company executives found guilty of unfair securities trading practices, a senior SEC official says.
SEC clamps down on insider trading
Business, Nuntawun Polkuamdee, Published on 28/11/2014
» Insider trading offences by the managements of listed companies are on the rise this year. The offenders' excuse? Their lack of knowledge of rules and regulations.